Due to various state regulations and registration requirements concerning the dissemination of information regarding investment products and services, we are currently required to limit access of the following pages to individuals residing in states where we are currently registered.
A broker/dealer, investment advisor, BD agent or IA rep may only transact business in a particular state after licensure or satisfying qualifications requirements of that state, or only if they are excluded or exempted from the states broker/dealer, investment adviser, or BD agent or IA rep requirements, as the case may be; and follow-up, individualized responses to consumers in a particular state by broker/dealer, investment adviser, BD agent or IA rep that involve either the effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, as the case may be, shall not be made without first complying with the states broker/dealer, investment adviser, BD agent or IA rep requirements, or pursuant to an applicable state exemption or exclusion.
Advisory Services offered through Investment Advisors, a division of ProEquities, Inc., a Registered Investment Advisor. Securities offered through ProEquities, Inc., a Registered Broker/Dealer, and member FINRA and SIPC. Close Financial Services, Inc. is independent of ProEquities, Inc.
Investments products and services available only to residents of: Alaska (AK), Arizona (AZ), California (CA), Hawaii (HI), Illinois (IL), Nevada (NV), Texas (TX), Utah (UT), Virginia (VA), Washington (WA), Wisconsin (WI).
We are licensed to sell insurance products in the following states of: Alaska (AK), California (CA), Nevada (NV), New Mexico (NM), Texas (TX), Washington (WA).
Advisory Services are offered to residents of Nevada (NV).
Close Financial Services, Inc. and their representatives do not offer legal or tax advise. Please see your personal professional regarding your individual circumstances.